*Warning & Disclaimer:
The content of any promotions listed have not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested.

I self-certify myself as –

HIGH NET WORTH INDIVIDUAL INVESTOR STATEMENT

If you meet condition A or B below, you may choose to be classified as a high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

In the last financial year, did you have:

An anual income of £170,000 or more? Income does NOT include any one-off pension withdrawals

No

Yes

If yes, please specify your income (as defined above) to the nearest £10,000 in the last financial year

AND/OR

Net assets of £430,000 or more? Net assets do NOT include: your home (primary residence), any loan secured on it or any equity released from it; your pension (or any pension withdrawals) or any rights under insurance contracts. Net assets are total assets minus any debts you owe.

No

Yes

If yes, please specify your net assets (as defined above) to the nearest £100,000 in the last financial year

OR

C) None of these apply to me.

Yes

I declare that I have answered yes to A and/or B, and wish to be treated as a high net worth individual.

I understand that this means:

• I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA);

• I can expect no protection from the FCA, the Financial Ombudsman Service or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I accept that I could lose all of the money I invest.

OR

SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

If you meet condition A, B or C below you may choose to be classified as a self- certified sophisticated investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

Have you:
A) Worked in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises, in the last two years?

No

Yes

Please enter the name of the business/organisation.

Have you:
B) Been the director of a company with an annual turnover of at least £1.6 million, in the last two years?

No

Yes

Please enter the name and Companies House number.

Have you:
C) Been a member of a network or syndicate of business angels for more than six months, and are still a member?

No

Yes

Please enter the name of the network or syndicate.

D) None of these apply to me.

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I declare that I have answered yes to A and/or B and/or C, and wish to be treated as a self-certified sophisticated investor.

I understand that this means:

• I can receive financial promotions where the contents may not comply with rules made by the Financial Conduct Authority (FCA);

• I can expect no protection from the FCA, the Financial Ombudsman Service, or the Financial Services Compensation Scheme.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

I accept that I could lose all of the money I invest.